Audit Reports

 
September 13, 2007

DOT Delphi Financial Systems Control

Project ID: QC-2007-072
 
 
 

Summary

On September 13, we issued our final report on controls over the Delphi Financial Management System operations. OIG hired a CPA firm to perform this review which is required by OMB for agencies designated as Federal Service Providers to provide cross-agency services. The audit concluded that management's description of controls presents fairly, in all material respects, the controls that have been placed in operation as of May 31, 2007. In addition, controls are suitably designed and were operating effectively on 9 out of 10 control objectives during the period from October 1, 2006, through May 31, 2007. The exception is logical access controls because management has not completed the move of the Delphi servers to a more secure environment.

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